-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U7TRkafWs3UE6bPGCuXD6hS3G9dI7Cy/am2tfYHKxXNeRbLV3U14sm5ojU/seqUr 1TXIZBvGbG/qsj3is2SiQg== 0000930413-04-000289.txt : 20040205 0000930413-04-000289.hdr.sgml : 20040205 20040205171059 ACCESSION NUMBER: 0000930413-04-000289 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040205 GROUP MEMBERS: INSIGHT CAPITAL PARTNERS (CAYMAN) III, L.P. GROUP MEMBERS: INSIGHT CAPITAL PARTNERS III, L.P. GROUP MEMBERS: INSIGHT CAPITAL PARTNERS III-CO-INVESTORS, L.P. GROUP MEMBERS: JEFFREY HORING GROUP MEMBERS: JERRY MURDOCK FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INSIGHT VENTURE ASSOCIATES III LLC CENTRAL INDEX KEY: 0001273925 IRS NUMBER: 061551316 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 680 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10019 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CLICK COMMERCE INC CENTRAL INDEX KEY: 0001107050 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 364088644 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60183 FILM NUMBER: 04570810 BUSINESS ADDRESS: STREET 1: 200 E. RANDOLPH DR. STREET 2: 52ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3123773110 MAIL ADDRESS: STREET 1: 200 E. RANDOLPH DR. STREET 2: 52ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 SC 13D/A 1 c30674_sc13da.txt Schedule 13D Page 1 of 1 ================================================================================ SEC 1746 POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION (11-02) CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. ================================================================================ =========================== OMB APPROVAL =========================== OMB Number: 3235-0145 =========================== Expires: December 31, 2005 =========================== Estimated average burden hours per response. . . 11 =========================== UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4)* CLICK COMMERCE, INC. ================================================================================ (Name of Issuer) COMMON STOCK WITH PAR VALUE OF $.001 PER SHARE ================================================================================ (Title of Class of Securities) 18681D-10-9 ================================================================================ (CUSIP Number) DEVEN PAREKH INSIGHT VENTURE ASSOCIATES III, LLC 680 FIFTH AVENUE NEW YORK, NEW YORK 10019 (212) 230-9200 ================================================================================ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) FEBRUARY 3, 2004 ================================================================================ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss.240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Schedule 13D Page 2 of 2 CUSIP No. 18681D-10-9 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Insight Venture Associates III, LLC - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) X - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) WC - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Insight Venture Associates III, LLC is organized under the laws of the State of Delaware - -------------------------------------------------------------------------------- Number of 7. Sole Voting Power 0 Shares ------------------------------------------------------------------- Beneficially 8. Shared Voting Power 1,047,445 Owned by ------------------------------------------------------------------- Each 9. Sole Dispositive Power 0 Reporting ------------------------------------------------------------------- Person With 10. Shared Dispositive Power 1,047,445 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,047,445 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 12.6% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO Schedule 13D Page 3 of 3 CUSIP No. 18681D-10-9 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Insight Capital Partners III, L.P. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) X - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) WC - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Insight Capital Partners III, L.P. is organized under the laws of the State of Delaware - -------------------------------------------------------------------------------- Number of 7. Sole Voting Power 736,086 Shares ------------------------------------------------------------------- Beneficially 8. Shared Voting Power 0 Owned by ------------------------------------------------------------------- Each 9. Sole Dispositive Power 736,086 Reporting ------------------------------------------------------------------- Person With 10. Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 736,086 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 8.8% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) PN Schedule 13D Page 4 of 4 CUSIP No. 18681D-10-9 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Insight Capital Partners III-Co-Investors, L.P. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) X - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) WC - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Insight Capital Partners III-Co-Investors, L.P. is organized under the laws of the State of Delaware - -------------------------------------------------------------------------------- Number of 7. Sole Voting Power 129,020 Shares ------------------------------------------------------------------- Beneficially 8. Shared Voting Power 0 Owned by ------------------------------------------------------------------- Each 9. Sole Dispositive Power 129,020 Reporting ------------------------------------------------------------------- Person With 10. Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 129,020 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 1.5% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) PN Schedule 13D Page 5 of 5 CUSIP No. 18681D-10-9 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Insight Capital Partners (Cayman) III, L.P. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) X - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) WC - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Insight Capital Partners (Cayman) III, L.P. is organized under the laws of the Cayman Islands - -------------------------------------------------------------------------------- Number of 7. Sole Voting Power 182,339 Shares ------------------------------------------------------------------- Beneficially 8. Shared Voting Power 0 Owned by ------------------------------------------------------------------- Each 9. Sole Dispositive Power 182,339 Reporting ------------------------------------------------------------------- Person With 10. Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 182,339 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 2.2% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) PN Schedule 13D Page 6 of 6 CUSIP No. 18681D-10-9 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Jeffrey Horing - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) X - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) PF - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: USA - -------------------------------------------------------------------------------- Number of 7. Sole Voting Power 15,805 Shares ------------------------------------------------------------------- Beneficially 8. Shared Voting Power 1,047,445 Owned by ------------------------------------------------------------------- Each 9. Sole Dispositive Power 15,805 Reporting ------------------------------------------------------------------- Person With 10. Shared Dispositive Power 1,047,445 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,063,250 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 12.7% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN Schedule 13D Page 7 of 7 CUSIP No. 18681D-10-9 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Jerry Murdock - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) X - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) PF - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: USA - -------------------------------------------------------------------------------- Number of 7. Sole Voting Power 52,693 Shares ------------------------------------------------------------------- Beneficially 8. Shared Voting Power 1,047,445 Owned by ------------------------------------------------------------------- Each 9. Sole Dispositive Power 52,693 Reporting ------------------------------------------------------------------- Person With 10. Shared Dispositive Power 1,047,445 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,100,138 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 13.2% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN Schedule 13D Page 8 of 8 Preliminary Note: ---------------- This Amendment No. 4 to Schedule 13D is being filed to report (i) the disposition of beneficial ownership of 25,000 shares of common stock (the "Common Stock"), of Click Commerce, Inc., a Delaware corporation (the "Issuer"), by Insight Capital Partners III, L.P, Insight Capital Partners III-Co-Investors, L.P. and Insight Capital Partners III (Cayman), L.P. (collectively, the "Insight Funds") and (iii) the determination that Scott Maxwell, Deven Parekh and Peter Sobiloff are not reporting persons obligated to file a Schedule 13D. This Amendment No. 4 supplements and amends the Amendment No. 3 to Schedule 13D originally filed with the Securities and Exchange Commission (the "Commission") relating to the Common Stock on December 23, 2003, Amendment No. 2 to Schedule 13D originally filed with the relating to the Common Stock on May 6, 2003 (the "Amendment No. 2"), the Amendment No. 1 to Schedule 13D originally filed with the Commission on April 15, 2003 (the "Amendment No. 1") and the Schedule 13D originally filed with the Commission relating to the Common Stock on March 6, 2003 (the "Original Filing"). Only those items that are hereby reported are amended. All other items remain unchanged. All capitalized terms shall have the meanings assigned to them in the Original Filing or the Amendment No. 1, unless otherwise indicated herein. Item 5. Interest In Securities of the Issuer Item 5 has been amended and restated to read as follows: Based on 8,336,643 shares of Common Stock as reported in the Issuer's Form 10-Q for the quarterly period ended September 30, 2003: (a) (i) Amount beneficially owned ---------------------------------------------------------------- Insight Venture Associates III, LLC 1,047,445 ---------------------------------------------------------------- Insight Capital Partners III, L.P. 736,086 ---------------------------------------------------------------- Insight Capital Partners III Co-Investors, L.P. 129,020 ---------------------------------------------------------------- Insight Capital Partners (Cayman) III, L.P. 182,339 ---------------------------------------------------------------- Jeffrey Horing 1,063,250 ---------------------------------------------------------------- Jerry Murdock 1,100,138 ---------------------------------------------------------------- ---------------------------------------------------------------- Aggregate as of February 5, 2004 1,115,943 --------- ---------------------------------------------------------------- (ii) Percent of Class ---------------------------------------------------------------- Insight Venture Associates III, LLC 12.6% ---------------------------------------------------------------- Insight Capital Partners III, L.P. 8.8% ---------------------------------------------------------------- Insight Capital Partners III Co-Investors, L.P. 1.5% ---------------------------------------------------------------- Insight Capital Partners (Cayman) III, L.P. 2.2% ---------------------------------------------------------------- Jeffrey Horing 12.7% ---------------------------------------------------------------- Jerry Murdock 13.2% ---------------------------------------------------------------- ---------------------------------------------------------------- Aggregate as of February 5, 2004 13.4% ----- ---------------------------------------------------------------- (b) Number of Shares as to which the person has: (i) Sole power to vote or to direct the vote ---------------------------------------------------------------- Insight Venture Associates III, LLC 0 ---------------------------------------------------------------- Insight Capital Partners III, L.P. 736,086 ---------------------------------------------------------------- Insight Capital Partners III Co-Investors, L.P. 129,020 ---------------------------------------------------------------- Schedule 13D Page 9 of 9 ---------------------------------------------------------------- Insight Capital Partners (Cayman) III, L.P. 182,339 ---------------------------------------------------------------- Jeffrey Horing 15,805 ---------------------------------------------------------------- Jerry Murdock 52,693 ---------------------------------------------------------------- ---------------------------------------------------------------- Aggregate as of February 5, 2004 1,115,943 --------- ---------------------------------------------------------------- (ii) Shared power to vote or direct the vote ---------------------------------------------------------------- Insight Venture Associates III, LLC 1,047,445 ---------------------------------------------------------------- Insight Capital Partners III, L.P. 0 ---------------------------------------------------------------- Insight Capital Partners III Co-Investors, L.P. 0 ---------------------------------------------------------------- Insight Capital Partners (Cayman) III, L.P. 0 ---------------------------------------------------------------- Jeffrey Horing 1,047,445 ---------------------------------------------------------------- Jerry Murdock 1,047,445 ---------------------------------------------------------------- ---------------------------------------------------------------- Aggregate as of February 5, 2004 1,047,445 ---------------------------------------------------------------- (iii) Sole power to dispose or direct the disposition of ---------------------------------------------------------------- Insight Venture Associates III, LLC 0 ---------------------------------------------------------------- Insight Capital Partners III, L.P. 736,086 ---------------------------------------------------------------- Insight Capital Partners III Co-Investors, L.P. 129,020 ---------------------------------------------------------------- Insight Capital Partners (Cayman) III, L.P. 182,339 ---------------------------------------------------------------- Jeffrey Horing 15,805 ---------------------------------------------------------------- Jerry Murdock 52,693 ---------------------------------------------------------------- ---------------------------------------------------------------- Aggregate as of February 5, 2004 1,115,943 --------- ---------------------------------------------------------------- (iv) Shared power to dispose or direct the disposition of ---------------------------------------------------------------- Insight Venture Associates III, LLC 1,047,445 ---------------------------------------------------------------- Insight Capital Partners III, L.P. 0 ---------------------------------------------------------------- Insight Capital Partners III Co-Investors, L.P. 0 ---------------------------------------------------------------- Insight Capital Partners (Cayman) III, L.P. 0 ---------------------------------------------------------------- Jeffrey Horing 1,047,445 ---------------------------------------------------------------- Jerry Murdock 1,047,445 ---------------------------------------------------------------- ---------------------------------------------------------------- Aggregate as of February 5, 2004 1,047,445 ---------------------------------------------------------------- (c) The following is a list of transactions in the Common Stock that were effected during the past 60 days or since the most recent filing of Schedule 13D, whichever is less, by the persons named in response to Item 5(a), above: N/A
- ----------------------------------------------------------------------------------------------------------------- Type of Transaction Price Per Share Name Transaction Date (Purchase/Sale) Shares - ---- ---------------- -------------- ------ - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - -----------------------------------------------------------------------------------------------------------------
(d) To the knowledge of the Reporting Persons, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities of the Issuer. (e) It is inapplicable for the purposes herein to state the date on which a Reporting Person ceased to be the owner of more than five percent (5%) of the shares of the Common Stock. Schedule 13D Page 10 of 10 Item 7. Material to Be Filed as Exhibits Item 7 is hereby amended by adding the following exhibit: Exhibit 99.1: Joint Filing Agreement Confirmation. Schedule 13D Page 11 of 11 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. INSIGHT VENTURE ASSOCIATES III, LLC February 5, 2004 - ----------------------------------------------- Date /s/ Deven Parekh - ----------------------------------------------- Signature Deven Parekh/Managing Member - ----------------------------------------------- Name/Title INSIGHT CAPITAL PARTNERS III, L.P. February 5, 2004 - ----------------------------------------------- Date /s/ Deven Parekh - ----------------------------------------------- Signature Deven Parekh/Managing Member - ----------------------------------------------- Name/Title INSIGHT CAPITAL PARTNERS III CO-INVESTORS, L.P. February 5, 2004 - ----------------------------------------------- Date /s/ Deven Parekh - ----------------------------------------------- Signature Deven Parekh/Managing Member - ----------------------------------------------- Name/Title INSIGHT CAPITAL PARTNERS (CAYMAN) III, L.P. February 5, 2004 - ----------------------------------------------- Date /s/ Deven Parekh - ----------------------------------------------- Signature Schedule 13D Page 12 of 12 Deven Parekh/Managing Member - ----------------------------------------------- Name/Title JEFFREY HORING February 5, 2004 - ----------------------------------------------- Date * - ----------------------------------------------- Signature Jeffrey Horing - ----------------------------------------------- Name/Title JERRY MURDOCK February 5, 2004 - ----------------------------------------------- Date * - ----------------------------------------------- Signature Jerry Murdock - ----------------------------------------------- Name/Title *BY: /s/ Deven Parekh ---------------------- Deven Parekh * ATTORNEY-IN-FACT EX-99.1 3 c30674_ex99-1.txt Schedule 13D Page 13 of 13 EXHIBIT 99.1 JOINT FILING AGREEMENT The Reporting Persons have agreed that a single Schedule 13D (or any amendment thereto) relating to the Common Stock of Click Commerce, Inc. shall be filed on behalf of each of the Reporting Persons. Note that copies of the applicable agreement are already on file with the appropriate agencies. -----END PRIVACY-ENHANCED MESSAGE-----